Unclaimed
Jessica Brooks is a financial advisor based in Memphis, Tennessee and is associated with B. Riley Wealth Advisors, Inc.. Jessica is a registered investment advisor representative in the state of Tennessee and has been active in the financial services industry since February 2017. Jessica has a background in the financial services industry, having previously worked with First Horizon Advisors, Inc. and National Securities Corporation. Jessica is a Series 66, 24, 7, and SIE licensed advisor. Jessica has a variety of experiences working with individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
02/25/2022 - Present
B. Riley Wealth Advisors, Inc. (Memphis TN)
FL
02/23/2022 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
TN
03/03/2017 - 10/06/2020
FIRST HORIZON ADVISORS, INC. (MEMPHIS TN)
BOTH
Issued 02/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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