Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jessica? Claim Your ProfileJessica Chia-yu Pan is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. based in Houston, Texas. Jessica has been in the industry since May 1999 and has held various positions at firms such as Charles Schwab & Co., Inc., IDS Life Insurance Company, American Express Financial Advisors Inc., and First Allied Securities, Inc. Jessica has a broad range of experience and specializes in providing financial and investment advice to individuals, businesses, and institutions. Jessica is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/11/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
10/11/2012 - 08/15/2016
FIRST ALLIED SECURITIES, INC. (HOUSTON TX)
TX
11/08/1999 - 10/24/2011
CHARLES SCHWAB & CO., INC. (HOUSTON TX)
NY
08/27/1998 - 09/29/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
01/01/1998 - 05/01/1998
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/01/1998 - 05/01/1998
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/19/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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