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Jessica Caitlin Hartnett

Blackrock Investments, LLC

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About Jessica Caitlin Hartnett

Jessica Hartnett is a registered representative with Blackrock Investments, LLC, and has been in the financial services industry since 2009. Jessica has worked for several prominent financial institutions, including Deutsche Bank Securities Inc., Nomura Securities International, Inc., Barclays Capital Inc., and Lehman Brothers Inc., before joining Blackrock Investments, LLC. Jessica holds several licenses, including Series 3, 7, 55, 57TO, and SIE. She is currently registered in New York, New Jersey, and the District of Columbia.

Firm Information

Jessica Hartnett is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jessica Hartnett’s Registration & Firm History

NY

01/16/2018 - Present

Blackrock Investments, LLC (NEW YORK NY)

NY

12/20/2012 - 06/19/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

08/23/2010 - 12/05/2012

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

09/22/2008 - 07/29/2010

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

08/26/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/11/2010

Series 3 - National Commodity Futures Examination

BC

Issued 11/13/2008

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/25/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jessica Caitlin Hartnett.
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