Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jessica? Claim Your ProfileJessica Hayes is a registered representative with UBS Financial Services Inc. Jessica has been in the securities industry since April 18, 2005 and has been with UBS Financial Services Inc. since October 2006. Jessica has been registered as a securities representative in Kansas and Missouri since 2008 and 2007, respectively. Jessica is also an investment advisor representative. Prior to joining UBS Financial Services Inc., Jessica worked for AMERICAN CENTURY INVESTMENT SERVICES INC. and THRIVENT INVESTMENT MANAGEMENT INC. Jessica has passed a total of six exams, including the Series 66, Series 10, Series 9, Series 7, and the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
01/17/2007 - Present
UBS Financial Services Inc. (Kansas City MO)
MO
09/23/2005 - 11/03/2006
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
MN
10/28/2004 - 06/15/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 11/12/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/17/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jessica Hayes is the right advisor for you? Invested Better is here to help.
