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Jesse Zaragoza

Nylife Securities LLC

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About Jesse Zaragoza

Jesse Zaragoza is a financial professional with over 30 years of experience in the industry. Jesse currently works with Nylife Securities LLC as a Registered Representative. Jesse previously worked with several firms including PRUCO SECURITIES, LLC., BANKERS LIFE SECURITIES, INC., U.S. BANCORP INVESTMENTS, INC., INVEST FINANCIAL CORPORATION, CCO INVESTMENT SERVICES CORP., LASALLE FINANCIAL SERVICES, INC., BANC ONE SECURITIES CORPORATION, ALLSTATE FINANCIAL SERVICES, LLC, PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Jesse holds several licenses including Series 6, 7, 63, and 65 and has a deep understanding of the financial markets. Jesse is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Jesse Zaragoza is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jesse Zaragoza’s Registration & Firm History

IL

08/15/2024 - Present

Nylife Securities LLC (DOWNERS GROVE IL)

IL

12/16/2019 - 07/25/2024

PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)

IL

10/25/2017 - 12/12/2019

BANKERS LIFE SECURITIES, INC. (ORLAND PARK IL)

IL

10/31/2013 - 08/02/2017

U.S. BANCORP INVESTMENTS, INC. (BURBANK IL)

IL

11/25/2009 - 11/04/2013

INVEST FINANCIAL CORPORATION (SUMMIT ARGO IL)

IL

02/06/2007 - 11/06/2009

CCO INVESTMENT SERVICES CORP. (CHICAGO IL)

IL

02/22/2005 - 02/26/2007

LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)

IL

07/17/2002 - 02/03/2005

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

NE

08/01/2000 - 07/24/2002

ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)

NJ

11/09/1989 - 01/10/2000

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

11/09/1989 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 12/29/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/16/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/08/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jesse Zaragoza. Review regulatory record here.
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