Unclaimed
Jesse Zaragoza is a financial professional with over 30 years of experience in the industry. Jesse currently works with Nylife Securities LLC as a Registered Representative. Jesse previously worked with several firms including PRUCO SECURITIES, LLC., BANKERS LIFE SECURITIES, INC., U.S. BANCORP INVESTMENTS, INC., INVEST FINANCIAL CORPORATION, CCO INVESTMENT SERVICES CORP., LASALLE FINANCIAL SERVICES, INC., BANC ONE SECURITIES CORPORATION, ALLSTATE FINANCIAL SERVICES, LLC, PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA. Jesse holds several licenses including Series 6, 7, 63, and 65 and has a deep understanding of the financial markets. Jesse is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
08/15/2024 - Present
Nylife Securities LLC (DOWNERS GROVE IL)
IL
12/16/2019 - 07/25/2024
PRUCO SECURITIES, LLC. (DOWNERS GROVE IL)
IL
10/25/2017 - 12/12/2019
BANKERS LIFE SECURITIES, INC. (ORLAND PARK IL)
IL
10/31/2013 - 08/02/2017
U.S. BANCORP INVESTMENTS, INC. (BURBANK IL)
IL
11/25/2009 - 11/04/2013
INVEST FINANCIAL CORPORATION (SUMMIT ARGO IL)
IL
02/06/2007 - 11/06/2009
CCO INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
02/22/2005 - 02/26/2007
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
IL
07/17/2002 - 02/03/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NE
08/01/2000 - 07/24/2002
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NJ
11/09/1989 - 01/10/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
11/09/1989 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 12/29/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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