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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Waters is a financial advisor at LPL Financial LLC. Jesse has been in the industry since 2017. Jesse has experience with Voya Financial Advisors, Inc., CETERA ADVISOR NETWORKS LLC, and Merrill Lynch. Jesse holds the Series 7, Series 66, and SIE licenses and is registered in California and New York. Jesse is a registered investment advisor representative. Jesse's firm, LPL Financial LLC, is a large firm with over $50 billion in assets under management. LPL Financial LLC offers a variety of financial services, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/29/2021 - Present
LPL Financial LLC (SAN MATEO CA)
CA
06/09/2021 - 12/02/2021
CETERA ADVISOR NETWORKS LLC (FOSTER CITY CA)
CA
03/22/2019 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (FOSTER CITY CA)
CA
01/23/2017 - 03/25/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
BOTH
Issued 02/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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