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Jesse Robert Ward

T. Rowe Price Investment Services, Inc.

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About Jesse Robert Ward

Jesse Ward is a financial advisor with T. Rowe Price Investment Services, Inc. Jesse has been in the financial services industry since January 14, 2009 and has a strong background in securities and investment products. Jesse holds several licenses, including Series 6, 7, 24, and 63, and has been registered with FINRA since December 3, 2014. Jesse is registered to offer investment advice in 53 states and jurisdictions. Prior to joining T. Rowe Price, Jesse was affiliated with OppenheimerFunds Distributor, Inc.

Firm Information

Jesse Ward is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jesse Ward’s Registration & Firm History

CO

12/03/2014 - Present

T. Rowe Price Investment Services, Inc. (COLORADO SPRINGS CO)

CO

11/15/2007 - 10/01/2013

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)

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Licenses & Designations

BC

Issued 01/07/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/20/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/10/2014

Series 7 - General Securities Representative Examination

BC

Issued 11/14/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jesse Robert Ward.
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