Unclaimed
Jesse Rios is a financial advisor with Nylife Securities LLC. Jesse has been in the financial services industry for over 2 months and has been registered with Nylife Securities LLC since July 28, 2023. Jesse is a Series 63, Series 6TO and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/28/2023 - Present
Nylife Securities LLC (WHITE PLAINS NY)
BC
Issued 07/03/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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