Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Carbajal has been in the financial services industry since February 11, 1997. Jesse is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Jesse is licensed to provide investment advice and securities transactions in Nevada and Texas. Prior to joining Merrill Lynch, Jesse was employed by J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., ZIONS DIRECT, INC., and MORGAN STANLEY DW INC. Jesse has a diverse background in financial services, including investment advice, securities transactions, and financial planning. Jesse is committed to providing clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
04/28/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
NV
10/01/2012 - 01/05/2015
J.P. MORGAN SECURITIES LLC (LAS VEGAS NV)
NV
07/13/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAS VEGAS NV)
NV
08/01/2006 - 05/28/2009
ZIONS DIRECT, INC. (LAS VEGAS NV)
NV
10/25/1996 - 08/08/2006
MORGAN STANLEY DW INC. (LAS VEGAS NV)
IA
Issued 04/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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