Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Maltzman is a financial advisor with over 20 years of experience in the financial services industry. Jesse has held positions at several prominent firms including Fidelity Brokerage Services, HSBC Securities and Aegis Capital Corp. Jesse is currently registered with Mariner Wealth Advisors in New York, NY. Jesse specializes in providing financial planning, portfolio management and family office services to individuals and families. Jesse is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/14/2022 - Present
Mariner Wealth (New York NY)
NY
12/11/2019 - 10/30/2020
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
06/09/2011 - 11/15/2019
FIDELITY BROKERAGE SERVICES LLC (NEW YORK NY)
NY
03/20/2008 - 05/17/2011
NYLIFE SECURITIES LLC (NEW YORK NY)
NY
01/01/2005 - 02/19/2008
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
04/06/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NY
04/15/2002 - 09/02/2003
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
05/30/2001 - 04/15/2002
BROKERAGEAMERICA, INC (NE W YORK NY)
NJ
03/26/1999 - 05/24/2001
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
BOTH
Issued 11/01/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/07/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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