Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse M. Rodriquez is an advisor with Wells Fargo Advisors Financial Network, LLC and has been in the financial services industry for over 25 years. Jesse has experience working with various clients including high-net-worth individuals, charitable organizations, corporations and pension and profit-sharing plans. Jesse provides a variety of advisory services, including financial planning, portfolio management, investment consulting and selection of other advisors. Jesse holds a Series 7, 24, 31, 63 and 65 license, as well as registrations in over 30 states. Jesse is also licensed in Florida as an Investment Advisor Representative. Previously, Jesse was an advisor with UBS Financial Services Inc. for nine years, and prior to that, Merrill Lynch for five years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/27/2020 - Present
Wells Fargo Advisors Financial Network, LLC (NEWPORT BEACH CA)
CA
10/26/2011 - 01/21/2020
UBS FINANCIAL SERVICES INC. (NEWPORT BEACH CA)
CA
05/19/2006 - 10/27/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EL SEGUNDO CA)
CA
10/23/1996 - 05/26/2006
CITIGROUP GLOBAL MARKETS INC. (LONG BEACH CA)
IA
Issued 06/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/22/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jesse Rodriquez is the right advisor for you? Invested Better is here to help.
