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Jesse Lee Wallace

Rosenblatt Securities Inc.

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About Jesse Lee Wallace

Jesse Wallace is a financial professional with over 25 years of experience in the industry. Jesse has a broad range of experience, including working for companies like Colliers Securities LLC, Miller Johnson Steichen Kinnard, Inc., and John G. Kinnard and Company, Incorporated. Jesse is currently registered with Rosenblatt Securities Inc. in New York, NY. Jesse holds multiple licenses including Series 7, Series 24, Series 55, Series 57TO and Series 63. Jesse specializes in providing investment advice and financial planning services to individuals and families.

Firm Information

Jesse Wallace is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jesse Wallace’s Registration & Firm History

NY

05/24/2022 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

MN

11/07/2001 - 04/25/2022

COLLIERS SECURITIES LLC (MINNEAPOLIS MN)

MN

01/01/2001 - 10/15/2001

MILLER JOHNSON STEICHEN KINNARD, INC. (MINNEAPOLIS MN)

MN

03/24/1997 - 01/01/2001

JOHN G. KINNARD AND COMPANY, INCORPORATED (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 04/16/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/06/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/31/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/21/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 3 public disclosures for Jesse Lee Wallace. Review regulatory record here.
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