Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Julian Griffin is a financial professional with over 38 years of experience in the financial services industry. Jesse is a Registered Representative and Investment Advisor Representative. Jesse is currently registered with Dempsey Lord Smith, LLC and has been with this firm since 2019. Jesse has held previous positions with Newbridge Securities Corporation, VSR Financial Services, Inc., PROEQUITIES, INC., and other firms. Jesse has a wide range of experience in providing financial advice to individuals and families. Jesse is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
01/06/2021 - Present
Dempsey Lord Smith, LLC (PALM CITY FL)
FL
07/15/2016 - 04/18/2019
NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)
FL
10/16/2006 - 07/14/2016
VSR FINANCIAL SERVICES, INC. (PALM CITY FL)
FL
09/22/2000 - 10/18/2006
PROEQUITIES, INC. (BOYNTON BEACH FL)
AZ
11/19/1989 - 09/28/2000
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
11/20/1989 - 12/08/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
07/27/1987 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/12/1983 - 08/03/1987
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
08/21/1986 - 12/24/1986
IDS SECURITIES CORP.
NA
08/12/1983 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BOTH
Issued 07/31/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 04/26/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/11/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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