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Jesse Herbert Lawrence

Pershing LLC

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About Jesse Herbert Lawrence

Jesse Lawrence has been active in the financial industry since 1993. Currently, Jesse is a Registered Representative with Pershing LLC. Before joining Pershing LLC, Jesse was a Registered Representative at National Financial Services LLC. Jesse has a strong background in the securities industry with experience in investment banking and brokerage services. Jesse is licensed in both New York and New Jersey.

Firm Information

Jesse Lawrence is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jesse Lawrence’s Registration & Firm History

NY

02/27/2008 - Present

Pershing LLC (NEW YORK NY)

NJ

12/07/2006 - 02/28/2008

NATIONAL FINANCIAL SERVICES LLC (JERSEY CITY NJ)

NJ

10/14/1997 - 10/31/2006

PERSHING LLC (JERSEY CITY NJ)

NJ

06/02/1997 - 10/08/1997

DLJDIRECT INC. (JERSEY CITY NJ)

NJ

10/06/1993 - 06/02/1997

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 10/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/04/2007

Series 24 - General Securities Principal Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/05/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jesse Herbert Lawrence.
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