Unclaimed
Jesse Harley Parks IV is an investment advisor representative with Raymond James & Associates, Inc. Jesse has been in the securities industry for over two years and has been registered with the state of Florida as well as Texas. Jesse has completed the Series 63 and Series 66 exams, the SIE exam and the Series 7TO exam. Prior to joining Raymond James & Associates, Inc., Jesse was with J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
11/13/2023 - Present
Raymond James & Associates, Inc. (BOCA RATON FL)
FL
08/17/2022 - 10/27/2022
J.P. MORGAN SECURITIES LLC (PALM BEACH GARDENS FL)
BOTH
Issued 04/11/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/19/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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