Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Gordon Parks is an investment advisor representative registered with Janney Montgomery Scott LLC and is a registered investment advisor. Jesse Gordon Parks has been in the securities industry since January 24, 1982. Jesse Gordon Parks has worked at several firms throughout his career, including SA Stone Wealth Management Inc., Sterne Agee Financial Services, Inc., Sterne, Agee & Leach, Inc., Wachovia Securities, LLC, Wachovia Securities, Inc., Thomson McKinnon Securities Inc., and Wheat, First Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NC
07/17/2018 - Present
Janney Montgomery Scott LLC (Goldsboro NC)
NC
11/22/2013 - 06/15/2017
SA STONE WEALTH MANAGEMENT INC. (GOLDSBORO NC)
AL
11/21/2013 - 11/22/2013
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
NC
10/17/2003 - 11/22/2013
STERNE, AGEE & LEACH, INC. (GOLDSBORO NC)
MO
03/21/2002 - 10/23/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
07/21/1989 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
07/05/1988 - 07/25/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
NA
01/25/1982 - 07/16/1988
WHEAT, FIRST SECURITIES, INC.
IA
Issued 08/21/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/21/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 03/29/1983
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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