Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Edward Kent is a financial advisor with over 20 years of experience in the financial services industry. Jesse currently works at UBS Financial Services Inc. and is registered with the Financial Industry Regulatory Authority (FINRA) as well as with the states of New Jersey, New York and Texas. Previously, Jesse worked with Morgan Stanley, Citigroup Global Markets Inc., HSBC Securities (USA) Inc., Wachovia Securities, LLC and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/16/2013 - Present
UBS Financial Services Inc. (Warren NJ)
NJ
06/01/2009 - 09/04/2013
MORGAN STANLEY (MORRISTOWN NJ)
NJ
05/03/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MORRISTOWN NJ)
NJ
12/13/2005 - 05/04/2007
HSBC SECURITIES (USA) INC. (MORRISTOWN NJ)
NJ
06/26/2003 - 11/02/2005
WACHOVIA SECURITIES, LLC (CHATHAM NJ)
NY
09/07/2001 - 01/09/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/18/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jesse Kent is the right advisor for you? Invested Better is here to help.
