Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Diaz is a financial advisor with over 20 years of experience in the industry. Jesse is currently registered with Wells Fargo Clearing Services, LLC in Illinois and Texas. Jesse previously worked with UBS Financial Services Inc. in Illinois and Wachovia Securities, LLC in Illinois. Jesse is a Certified Financial Planner and a Chartered Financial Consultant. Jesse has a broad range of experience in working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Jesse is committed to providing clients with personalized financial advice and guidance. Jesse is committed to providing clients with personalized financial advice and guidance. Jesse specializes in portfolio management, financial planning, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
02/12/2021 - Present
Wells Fargo Clearing Services, LLC (NAPERVILLE IL)
IL
11/07/2008 - 04/09/2019
UBS FINANCIAL SERVICES INC. (OAKBROOK IL)
IL
07/01/2003 - 11/10/2008
WACHOVIA SECURITIES, LLC (OAKBROOK IL)
NY
09/12/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
04/24/1996 - 09/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
09/06/1995 - 03/01/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
09/06/1995 - 03/01/1996
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 06/25/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Jesse Diaz is the right advisor for you? Invested Better is here to help.
