Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Dax is a financial advisor with over 25 years of experience in the industry. Jesse is registered with J.p. Morgan Securities LLC, and has also held previous positions with Lincoln Financial Distributors, Inc., Hartford Equity Sales Company Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, and H.D. Vest Investment Services. Jesse holds multiple licenses, including Series 4, 7, 24, 52, 53, and 63. Jesse is also a Certified Financial Planner and provides financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
03/12/2014 - Present
J.p. Morgan Securities LLC (FORT WORTH TX)
PA
10/16/2007 - 01/02/2014
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
TX
11/14/2003 - 10/30/2007
HARTFORD EQUITY SALES COMPANY INC. (DALLAS TX)
IN
08/01/2003 - 11/04/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/01/2003 - 11/04/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
TX
04/01/1998 - 08/12/2003
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
IA
Issued 03/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1998
Series 4 - Registered Options Principal Examination
BC
Issued 10/26/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/04/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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