Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Daniel mcewin Thomas is a financial advisor currently registered with Lighthouse Capital Group, LLC in Pasadena, CA. Jesse has been a registered representative in the financial industry since September 11, 2002. Jesse has held previous positions with Sandlapper Securities, LLC, NelsonReid, Inc., Steven L. Falk & Associates Inc., Independent Financial Group, LLC, and Omni Brokerage, Inc. Jesse holds licenses for Series 63, Series 24, Series 99TO, SIE, and Series 7. Jesse is licensed to conduct business in California and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/30/2014 - Present
Lighthouse Capital Group, LLC (PASADENA CA)
SC
09/08/2011 - 06/24/2014
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
TX
05/23/2011 - 09/16/2011
NELSONREID, INC. (HOUSTON TX)
NV
11/18/2010 - 05/18/2011
STEVEN L. FALK & ASSOCIATES INC. (LAS VEGAS NV)
CA
06/29/2007 - 11/12/2010
INDEPENDENT FINANCIAL GROUP, LLC (PASADENA CA)
CA
06/25/2003 - 06/29/2007
OMNI BROKERAGE, INC. (PASADENA CA)
AZ
08/28/2002 - 07/07/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
BC
Issued 09/19/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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