Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Swapp is a financial professional with over 15 years of experience in the industry. Jesse is currently registered with Fidelity Brokerage Services LLC and holds a variety of licenses and certifications, including Series 7, Series 9, Series 10 and Series 63. Jesse is licensed to offer securities and investment advisory services in all 50 states and the District of Columbia. Jesse has a strong understanding of the financial markets and a commitment to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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UT
01/25/2008 - Present
Fidelity Brokerage Services LLC (FRUIT HEIGHTS UT)
BC
Issued 07/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/26/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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