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Jesse D Krapf

Spartan Capital Securities, LLC

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About Jesse D Krapf

Jesse D. Krapf is a registered representative with Spartan Capital Securities, LLC. Jesse has over 14 years of experience in the financial services industry. Jesse has been registered with the state of New York since 2019. Jesse has also been registered with other firms in the past, including Benchmark Investments, Inc., Newbridge Securities Corporation, Columbus Advisory Group, LTD., Legend Securities, Inc., IAA Financial LLC, C.K. Cooper & Company, Inc., Aegis Capital Corp., Brookstone Securities, Inc. and John Thomas Financial. Jesse has a Series 7, Series 63, SIE, and Series 79TO license.

Firm Information

Jesse Krapf is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jesse Krapf’s Registration & Firm History

NY

10/22/2019 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

NY

02/23/2019 - 10/29/2019

BENCHMARK INVESTMENTS, INC. (New York NY)

NY

02/12/2016 - 02/21/2019

NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

01/29/2015 - 03/25/2015

COLUMBUS ADVISORY GROUP, LTD. (NEW YORK NY)

NY

02/19/2014 - 01/22/2015

LEGEND SECURITIES, INC. (NEW YORK NY)

NY

07/19/2013 - 03/12/2014

IAA FINANCIAL LLC (MELVILLE NY)

CA

10/18/2012 - 07/01/2013

C.K. COOPER & COMPANY, INC. (IRVINE CA)

NY

04/13/2012 - 10/12/2012

AEGIS CAPITAL CORP. (MELVILLE NY)

NY

08/06/2010 - 04/13/2012

BROOKSTONE SECURITIES, INC. (GARDEN CITY NY)

NY

01/11/2008 - 08/12/2010

JOHN THOMAS FINANCIAL (NEW YORK NY)

NY

01/01/2008 - 01/10/2008

NEWBRIDGE SECURITIES CORPORATION (WOODBURY NY)

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Licenses & Designations

BC

Issued 02/29/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/27/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Jesse D Krapf. Review regulatory record here.
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