Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Colin Witt is a financial advisor with RBC Capital Markets, LLC. Jesse has been in the industry since 2000 and holds Series 7, 63, 65, 66, 9, 10, and 31 licenses. Jesse is also a Certified Financial Planner. Jesse has experience working at Wells Fargo Clearing Services, LLC, Goldman, Sachs & Co., Lincoln Financial Distributors, Inc., Security Distributors, Inc., and Pioneer Funds Distributor, Inc. Jesse specializes in retirement planning, investment management, and financial planning. Jesse is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/12/2021 - Present
RBC Capital Markets, LLC (PHOENIX AZ)
SD
05/21/2012 - 04/12/2021
WELLS FARGO CLEARING SERVICES, LLC (SIOUX FALLS SD)
NY
07/13/2009 - 06/06/2012
GOLDMAN, SACHS & CO. (NEW YORK NY)
PA
08/02/2006 - 07/08/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
KS
05/05/2004 - 06/28/2006
SECURITY DISTRIBUTORS, INC. (TOPEKA KS)
MA
09/28/2001 - 03/25/2004
PIONEER FUNDS DISTRIBUTOR, INC. (BOSTON MA)
MO
09/30/1999 - 01/19/2001
EDWARD JONES (ST. LOUIS MO)
IA
Issued 07/18/2012
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 02/05/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/05/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/22/2021
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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