Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Brooks Nichols is a financial advisor with Houlihan Lokey Capital, Inc. located in Boston, MA. Jesse has been in the financial services industry since December 14, 2014. Jesse holds the Series 7, 66, 63, 79, and SIE licenses. Jesse has been a registered representative with Houlihan Lokey Capital, Inc. since October 3, 2022. Jesse was previously employed with Alpina Capital, LLC, GVC Capital LLC, and Wells Fargo Advisors, LLC. Jesse is registered in Colorado and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/03/2022 - Present
Houlihan Lokey Capital, Inc. (Boston MA)
CO
11/16/2016 - 01/03/2022
ALPINA CAPITAL, LLC (DENVER CO)
CO
05/27/2015 - 11/04/2016
GVC CAPITAL LLC (GREENWOOD VILLAGE CO)
CO
11/25/2010 - 02/13/2012
WELLS FARGO ADVISORS, LLC (DENVER CO)
BC
Issued 05/16/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 12/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/04/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Jesse Nichols is the right advisor for you? Invested Better is here to help.
