Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jesse? Claim Your ProfileJesse Nichols is a registered representative with Wells Fargo Clearing Services, LLC in Denver, Colorado. Jesse has been in the securities industry since December 10, 1981. Jesse has a Series 7 license and is a member of FINRA. Jesse is also registered with the state of Colorado as an Investment Advisor Representative. Jesse has previously been registered with several other firms, including A. G. Edwards & Sons, Inc., Jesup & Lamont, Incorporated, Hanifen, Imhoff Securities Corp., and Boettcher & Company, Inc. Jesse has a wide range of experience in the financial services industry and is committed to providing personalized investment advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
02/02/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DENVER CO)
NA
01/23/1990 - 02/07/1990
JESUP & LAMONT, INCORPORATED
NA
10/17/1988 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
09/01/1988 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
07/13/1984 - 10/18/1988
HANIFEN, IMHOFF INC.
NA
12/11/1981 - 07/13/1984
BOETTCHER & COMPANY, INC.
BC
Issued 12/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1981
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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