Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jess? Claim Your ProfileJess William Esposito is a financial advisor at Edward Jones. Jess has been working in the financial services industry since 1988. Jess is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in several states. Jess also has a variety of licenses and designations, including Series 7, Series 63, Series 66, Series 9, Series 10, and Series 31. Jess can help clients with a variety of financial needs, including investment planning, retirement planning, college savings planning, and estate planning. Jess' previous employers include Merrill Lynch, Pierce, Fenner & Smith Incorporated, Advest, Inc., A. G. Edwards & Sons, Inc., Goldis Financial Group, Inc., Gruntal & Co. Incorporated, Josephthal Lyon & Ross Incorporated, Vanderbilt Securities, Inc., and J. T. Moran & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
06/29/2021 - Present
Edward Jones (ITHACA NY)
NY
03/08/2006 - 07/20/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ITHACA NY)
NY
04/05/2002 - 03/08/2006
ADVEST, INC. (ITHACA NY)
MO
10/28/1996 - 04/25/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
08/23/1994 - 10/30/1996
GOLDIS FINANCIAL GROUP, INC. (GARDEN CITY NY)
NY
08/04/1992 - 08/22/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
05/23/1990 - 08/13/1992
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NA
02/06/1990 - 06/04/1990
VANDERBILT SECURITIES, INC.
NA
08/23/1988 - 02/15/1990
J. T. MORAN & CO., INC.
BOTH
Issued 07/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/12/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 08/20/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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