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Jeseok Lee

Rothschild & Co. US Inc.

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About Jeseok Lee

Jeseok Lee is a registered representative with Rothschild & Co. US Inc. Jeseok is a registered representative with the Financial Industry Regulatory Authority (FINRA) and has passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79). Jeseok joined Rothschild & Co. US Inc. in October 2018. The firm is located in Santa Monica, California.

Firm Information

Jeseok Lee is currently registered with Rothschild & Co. US Inc.. Rothschild & Co. US Inc. is a corporation formed in July 1967 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is regulated by the SEC and has one regulatory event on record.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jeseok Lee’s Registration & Firm History

CA

10/03/2018 - Present

Rothschild & Co. US Inc. (Santa Monica CA)

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Licenses & Designations

BC

Issued 10/04/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jeseok Lee.
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