Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Goodman is a financial professional with over 40 years of experience in the financial services industry. Jerry is a CERTIFIED FINANCIAL PLANNER™ professional and holds a variety of securities licenses, including Series 3, 7, 9, 10, 63 and 65. Jerry is currently registered as a Registered Representative and Investment Advisor Representative with Prospera Financial Services, Inc. and is licensed to provide investment advice and securities services in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TN
02/18/2022 - Present
Prospera Financial Services, Inc. (Knoxville TN)
TN
06/19/2015 - 02/18/2022
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (KNOXVILLE TN)
TN
10/01/1999 - 06/19/2015
WELLS FARGO ADVISORS, LLC (KNOXVILLE TN)
NC
02/01/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
10/08/1982 - 02/08/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/24/1982 - 10/20/1982
SHEARSON/AMERICAN EXPRESS INC.
IA
Issued 06/02/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1991
Series 3 - National Commodity Futures Examination
BC
Issued 05/15/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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