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Jerry Walia

TP Icap Global Markets Americas LLC

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About Jerry Walia

Jerry Walia is a financial professional with over 11 years of experience in the industry. Jerry is currently registered with TP Icap Global Markets Americas LLC, where Jerry has been employed since June 30, 2023. Previously, Jerry worked for Tullett Prebon Financial Services LLC and BGC Financial, L.P. Jerry holds Series 7, SIE, and Series 63 licenses and has passed the NFA Branch Manager Examination. Jerry is licensed in New York.

Firm Information

Jerry Walia is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerry Walia’s Registration & Firm History

NY

06/30/2023 - Present

TP Icap Global Markets Americas LLC (New York NY)

NY

09/04/2013 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)

NY

10/05/2011 - 09/18/2013

BGC FINANCIAL, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/10/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/11/2023

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/04/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Jerry Walia.
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