Unclaimed
Jerry Walia is a financial professional with over 11 years of experience in the industry. Jerry is currently registered with TP Icap Global Markets Americas LLC, where Jerry has been employed since June 30, 2023. Previously, Jerry worked for Tullett Prebon Financial Services LLC and BGC Financial, L.P. Jerry holds Series 7, SIE, and Series 63 licenses and has passed the NFA Branch Manager Examination. Jerry is licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/04/2013 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
10/05/2011 - 09/18/2013
BGC FINANCIAL, L.P. (NEW YORK NY)
BC
Issued 01/10/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/2023
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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