Unclaimed
Jerry Tieni Hu is a financial professional with over 25 years of experience in the financial services industry. Jerry is currently registered with Corebridge Capital Services, Inc. in California. Jerry has experience with a variety of financial products, including securities, investment company products and variable contracts. Jerry holds the Series 6, 7 and 63 licenses, and the SIE exam. Jerry has held previous registrations with Transamerica Securities Sales Corporation, SunAmerica Capital Services, Inc., Sierra Investment Services Corporation and Great Western Financial Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
02/22/2001 - Present
Corebridge Capital Services, Inc. (WOODLAND HILLS CA)
CA
07/01/1999 - 08/02/2000
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
NJ
11/11/1997 - 08/28/1998
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
WA
03/22/1996 - 10/15/1997
SIERRA INVESTMENT SERVICES CORPORATION (SEATTLE WA)
CA
11/14/1994 - 03/18/1996
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
BC
Issued 12/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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