Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Berg is a financial advisor registered with Capital Client Group, Inc. Jerry has been in the industry since 2005 and is currently registered in California. Jerry is also registered in 53 other states and is a registered investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
11/09/2015 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IN
03/11/2009 - 02/10/2012
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
IN
12/07/2007 - 02/09/2009
ING FINANCIAL ADVISERS, LLC (INDIANAPOLIS IN)
IN
01/23/2006 - 11/05/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EVANSVILLE IN)
IN
06/16/2004 - 02/01/2005
CAPITAL SELECT INVESTMENTS CORP. (SULLIVAN IN)
BOTH
Issued 02/03/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/26/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/03/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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