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Jerry Raymond Prather

Northwestern Mutual Investment Services, LLC

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About Jerry Raymond Prather

Jerry Raymond Prather is a financial advisor with Northwestern Mutual Investment Services, LLC. Jerry Raymond Prather is a registered representative with the firm since February 2006. Before joining Northwestern Mutual Investment Services, LLC, Jerry Raymond Prather was with Robert W. Baird & Co. Incorporated from July 1993 to January 2002 and Pruco Securities Corporation from September 1983 to April 1993. Jerry Raymond Prather has been in the financial industry since February 1984. Jerry Raymond Prather holds Series 6, 7, 63, and 66 licenses and is a Chartered Financial Consultant.

Firm Information

Jerry Prather is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Jerry Prather’s Registration & Firm History

IN

02/08/2006 - Present

Northwestern Mutual Investment Services, LLC (LAFAYETTE IN)

WI

10/01/1993 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NJ

09/09/1983 - 04/23/1993

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 10/27/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/25/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/27/2006

Series 7 - General Securities Representative Examination

BC

Issued 09/01/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jerry Raymond Prather. Review regulatory record here.
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