Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Heine has been in the financial services industry since 1978. Jerry is currently a registered representative and investment advisor representative with Stifel, Nicolaus & Company, Inc. in both Arizona and Minnesota. Jerry has held previous roles at Wells Fargo Clearing Services, LLC and Prudential Securities Incorporated. Jerry offers a range of services including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals, businesses, and pooled investment vehicles. Jerry is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses including Series 7, 63, 65, 8, 9, 10, 15, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/02/2022 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN CANYON AZ)
AZ
07/01/2003 - 03/04/2022
WELLS FARGO CLEARING SERVICES, LLC (GOLD CANYON AZ)
NY
11/28/1988 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MN
12/01/1978 - 12/06/1988
PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)
IA
Issued 03/29/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/06/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/1995
Series 15 - Foreign Currency Options Examination
BC
Issued 11/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 11/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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