Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileGerald Michael Allora is a financial advisor with over 24 years of experience in the industry. Gerald Michael is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has previously held positions at LPL Financial LLC, E*TRADE SECURITIES LLC, TD Waterhouse Investor Services, Inc., Josephthal Lyon & Ross Incorporated, and Stratton Oakmont Inc. Gerald Michael is licensed to offer securities and investment advisory services in all 50 states and the District of Columbia. Gerald Michael holds several professional designations, including the Series 3, 7, 9, 10, 14, 24, 63, 66, 99TO, and SIE licenses. Gerald Michael specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/13/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (JERSEY CITY NJ)
NC
08/14/2008 - 05/24/2016
LPL FINANCIAL LLC (CHARLOTTE NC)
NC
05/17/2006 - 08/05/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NE
12/05/1995 - 11/03/2004
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NY
10/03/1995 - 11/22/1995
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
06/06/1995 - 10/03/1995
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BOTH
Issued 10/27/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/14/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/2002
Series 14 - Compliance Officer Examination
BC
Issued 09/29/2001
Series 24 - General Securities Principal Examination
BC
Issued 04/23/2001
Series 4 - Registered Options Principal Examination
BC
Issued 03/10/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/2001
Series 3 - National Commodity Futures Examination
BC
Issued 06/05/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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