Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry M. Polizzi is a financial advisor with over 11 years of experience in the financial services industry. Jerry is currently registered with Raymond James & Associates, Inc. in St. Petersburg, FL. Previously, Jerry was registered with RJL Capital Group, LLC in New York, NY; Wall Street Access in New York, NY; and Raymond C. Forbes & Co., Inc. in New York, NY. Jerry holds the following licenses: Series 63, Series 24, SIE, Series 55, Series 7, and Series 25. Jerry specializes in providing financial advice to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/06/2023 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
07/06/2015 - 12/12/2016
RJL CAPITAL GROUP, LLC (NEW YORK NY)
NY
05/01/2015 - 05/12/2015
WALL STREET ACCESS (NEW YORK NY)
NY
12/22/2011 - 05/12/2015
RAYMOND C. FORBES & CO., INC. (NEW YORK NY)
NY
07/21/2005 - 07/06/2011
RAYMOND C. FORBES & CO., INC. (NEW YORK NY)
BC
Issued 12/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/13/2024
Series 24 - General Securities Principal Examination
BC
Issued 12/12/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/05/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2006
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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