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Jerry Lopez

Valic Financial Advisors, Inc.

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About Jerry Lopez

Jerry Lopez is a financial advisor with Valic Financial Advisors, Inc.. Jerry has been in the industry since December 1997. Jerry is registered as a broker-dealer in 6 states: Arizona, California, Idaho, New Hampshire, Oregon and Washington. Jerry also has 5 active state registrations as an investment advisor. Jerry has passed the Series 63, Series 65, Series 7, Series 31, and SIE exams. Jerry's firm, Valic Financial Advisors, Inc. is based in Houston, Texas. The firm provides a wide range of financial services, including financial planning, portfolio management, and selection of other advisors. The firm also offers other services, such as wrap account recommendations. The firm has over 302,500 client accounts, with over $25 trillion in assets under management.

Firm Information

Jerry Lopez is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jerry Lopez’s Registration & Firm History

CA

11/18/2014 - Present

Valic Financial Advisors, Inc. (SCOTTS VALLEY CA)

NY

10/24/1997 - 12/06/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 11/04/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/29/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 10/15/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Jerry Lopez. Review regulatory record here.
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