Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Liu is a financial professional with over 13 years of experience in the industry. Jerry is currently registered with Cetera Investment Services LLC in Pasadena, California. Jerry previously held positions at HSBC Securities (USA) Inc. in both Walnut and San Gabriel, California. Jerry holds a Series 6, Series 63, and Series 6TO license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/28/2022 - Present
Cetera Investment Services LLC (PASADENA CA)
CA
01/14/2019 - 02/08/2022
HSBC SECURITIES (USA) INC. (San Gabriel CA)
CA
04/10/2009 - 04/11/2011
HSBC SECURITIES (USA) INC. (WALNUT CA)
BC
Issued 03/11/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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