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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Layne Smith is an investment advisor representative with UBS Financial Services Inc. Jerry is active in the financial industry since July 12, 2000, and has a combined experience of over 23 years. Jerry has a Series 7, Series 66, and SIE license, and has been registered with the state of Mississippi since 2013 and with the state of Texas since 2014. Jerry provides a range of financial services, including portfolio management, financial planning, and pension consulting. Jerry has a strong background in the industry and is committed to providing his clients with the best possible financial advice. UBS Financial Services Inc. has over 9,200 investment advisor representatives and is committed to providing a variety of services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MS
01/03/2014 - Present
UBS Financial Services Inc. (Jackson MS)
MS
02/13/2013 - 05/20/2013
RAYMOND JAMES & ASSOCIATES, INC. (JACKSON MS)
MS
08/19/2005 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (JACKSON MS)
MD
07/12/2000 - 08/31/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 10/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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