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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry L. Smith is an investment advisor representative with Fidelity Personal And Workplace Advisors in WEATHERFORD, TX. Jerry L. Smith has been in the industry since 1997 and is registered to conduct investment advisory business in Texas. Prior to joining Fidelity Personal And Workplace Advisors, Jerry L. Smith was with FIDELITY BROKERAGE SERVICES LLC in WESTLAKE, TX. Jerry L. Smith holds a Series 3, 7, 9, 10, 63, 66, 99TO, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/27/2024 - Present
Fidelity Personal AND Workplace Advisors (WESTLAKE TX)
TX
04/07/2018 - 04/03/2024
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
08/13/1997 - 10/07/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 06/13/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2007
Series 3 - National Commodity Futures Examination
BC
Issued 05/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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