Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Jay James has been in the financial services industry since April 20, 2001. Jerry is currently registered with Tradestation Securities, Inc. in Plantation, Florida and is Series 7, Series 3, Series 24, Series 30, and Series 63 licensed. Jerry also holds the SIE designation. Jerry James has a total of 11 approved SRO registrations, 1 approved FINRA registration and 1 approved State registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/20/2001 - Present
Tradestation Securities, Inc. (PLANTATION FL)
BC
Issued 05/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2004
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2001
Series 3 - National Commodity Futures Examination
BC
Issued 04/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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