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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Eskel Dempsey is an investment advisor representative who is currently registered with Dempsey Lord Smith, LLC in CARROLLTON, GA. Jerry Eskel Dempsey has been in the industry since 1995. Jerry Eskel Dempsey is a registered principal and holds several licenses, including Series 4, 7, 24, 28, 53, 63, 65, 99TO, and SIE. Jerry Eskel Dempsey has worked for several firms over the years including Raymond James Financial Services, Inc., The Stuart-James Company, Incorporated and Dempsey Lord Smith, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
03/20/2007 - Present
Dempsey Lord Smith, LLC (CARROLLTON GA)
GA
06/14/1996 - 05/21/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (ROME GA)
NA
09/20/1988 - 04/05/1989
THE STUART-JAMES COMPANY, INCORPORATED
BC
Issued 06/17/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/13/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/2006
Series 4 - Registered Options Principal Examination
BC
Issued 12/08/2006
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 02/13/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/11/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1994
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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