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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Charles McMullen is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Jerry has been in the financial services industry since 1982. Jerry's firm is a registered investment advisor and broker-dealer. The firm provides a variety of services, including portfolio management for individuals, businesses, and investment companies. Jerry has earned his Series 3, 5, 7, 8, 10, 15, 24, 31, and 63 securities licenses, in addition to the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
10/01/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (INDIANAPOLIS IN)
IN
11/11/2011 - 10/02/2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (INDIANAPOLIS IN)
IN
01/01/2008 - 11/11/2011
WELLS FARGO ADVISORS, LLC (INDIANAPOLIS IN)
IN
07/19/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (INDIANAPOLIS IN)
NY
01/27/1992 - 07/19/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/29/1982 - 01/28/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 04/22/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/16/2012
Series 24 - General Securities Principal Examination
BC
Issued 07/24/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 08/22/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/15/1984
Series 5 - Interest Rate Options Examination
BC
Issued 07/31/1984
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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