Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerry? Claim Your ProfileJerry Bandith Rickey is a financial advisor with LPL Financial LLC. Jerry has been in the financial industry since January 16, 1999, and is registered in 53 states. Jerry provides financial planning, portfolio management for businesses and individuals, pension consulting, and other non-discretionary advisory services. Jerry is also registered as an investment advisor in California and Texas. Previously, Jerry worked at WELLS FARGO CLEARING SERVICES, LLC in Roseville, CA and LPL Financial LLC in San Diego, CA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/24/2018 - Present
LPL Financial LLC (PLACERVILLE CA)
CA
12/18/2017 - 01/24/2018
WELLS FARGO CLEARING SERVICES, LLC (ROSEVILLE CA)
CA
08/26/2003 - 06/13/2017
LPL FINANCIAL LLC (SAN DIEGO CA)
AZ
01/17/2002 - 09/19/2003
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
AZ
04/25/2000 - 09/19/2003
SPELMAN & CO., INC. (PHOENIX AZ)
AZ
07/14/1998 - 09/19/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
IA
Issued 02/26/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/25/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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