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Jerry Albert Filippini

Wall Street Access

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About Jerry Albert Filippini

Jerry Albert Filippini is a registered representative with Wall Street Access, based in Tinton Falls, NJ. Jerry has over 30 years of experience in the financial services industry. Jerry's previous employers include BTIG, LLC, UBS Securities LLC, Schwab Capital Markets L.P., Goldman, Sachs & Co., Spear, Leeds & Kellogg, L.P., Stephens Inc., and Sherwood Securities Corp. Jerry holds the Series 7, Series 55, Series 57TO and Series 63 licenses.

Firm Information

Jerry Filippini is currently registered with Wall Street Access. Wall Street Access is a partnership formed in February 1981. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have been involved in 10 regulatory events and 15 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerry Filippini’s Registration & Firm History

NJ

05/30/2019 - Present

Wall Street Access (TINTON FALLS NJ)

NJ

11/17/2008 - 06/10/2019

BTIG, LLC (RED BANK NJ)

NY

10/29/2004 - 11/19/2008

UBS SECURITIES LLC (NEW YORK NY)

CT

02/11/2003 - 11/01/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

NY

09/09/2002 - 02/11/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

04/21/1998 - 09/09/2002

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

AR

01/03/1996 - 03/16/1998

STEPHENS INC. (LITTLE ROCK AR)

NY

06/09/1992 - 01/16/1996

SHERWOOD SECURITIES CORP. (NEW YORK NY)

NY

02/19/1991 - 06/09/1992

SPEAR, LEEDS & KELLOGG (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/15/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/03/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/14/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Jerry Albert Filippini.
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