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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerrold? Claim Your ProfileJerrold Klein is an investment advisor representative at B. Riley Wealth Advisors, Inc. Jerrold has been in the securities industry for over 25 years and has experience in various firms, including Morgan Stanley Smith Barney, Citigroup Global Markets Inc., and Tradeway Securities Group, Inc. Jerrold has a Series 65 (Uniform Investment Adviser Law Examination) and Series 63 (Uniform Securities Agent State Law Examination) license and is registered to provide investment advice in New York and Texas. Jerrold has experience in portfolio management for individuals and businesses, financial planning, and pension consulting. Jerrold is also a licensed real estate broker and owns a strip mall shopping center in Metairie, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
09/13/2020 - Present
B. Riley Wealth Advisors, Inc. (NEW YORK NY)
NJ
11/28/2012 - 08/20/2013
COMPREHENSIVE ASSET MANAGEMENT AND SERVICING, INC. (ROCKAWAY NJ)
NY
06/01/2009 - 12/16/2010
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
11/20/1997 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CA
03/11/1996 - 11/04/1996
TRADEWAY SECURITIES GROUP, INC. (CARLSBAD CA)
FL
02/03/1995 - 12/31/1995
WORLD INVEST CORPORATION (DEERFIELD BEACH FL)
IA
Issued 02/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/02/1995
Series 7 - General Securities Representative Examination
Active
Inactive
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