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Jerome William Tisser

Cetera Financial Specialists LLC

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About Jerome William Tisser

Jerome William Tisser is a financial advisor with Cetera Financial Specialists LLC. Jerome has been in the financial industry since 1987 and holds the Series 7, Series 6, Series 22, Series 63, Series 24, and SIE licenses. Jerome also holds the Uniform Investment Adviser Law Examination (Series 65) license. Jerome is registered to provide financial advice in Illinois, Massachusetts, New York, Oregon, and Rhode Island. Jerome has worked for several other firms in the past including M HOLDINGS SECURITIES, INC., MUTUAL SERVICE CORPORATION, COMMONWEALTH EQUITY SERVICES, INC., GUARDIAN INVESTOR SERVICES CORPORATION, and G. R. PHELPS & CO., INC.

Firm Information

Jerome Tisser is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerome Tisser’s Registration & Firm History

RI

01/09/2023 - Present

Cetera Financial Specialists LLC (WEST WARWICK RI)

RI

10/31/2001 - 01/05/2023

M HOLDINGS SECURITIES, INC. (CRANSTON RI)

MA

01/05/1998 - 11/02/2001

MUTUAL SERVICE CORPORATION (BOSTON MA)

MA

01/24/1997 - 12/31/1997

COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)

NY

03/11/1993 - 02/03/1997

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

NA

04/30/1987 - 02/16/1993

G. R. PHELPS & CO., INC.

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Licenses & Designations

IA

Issued 02/05/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/04/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/20/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/30/1997

Series 7 - General Securities Representative Examination

BC

Issued 10/13/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 04/29/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jerome William Tisser.
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