Unclaimed
Jerome Vance Raders is an investment advisor representative at Stifel, Nicolaus & Company, Inc. Jerome has been in the financial services industry since 1993. Jerome is registered with the state of Texas, and is Series 3, 7, 9, 10, 63, and SIE licensed. Prior to joining Stifel, Nicolaus & Company, Inc., Jerome was associated with Wells Fargo Clearing Services, LLC and A. G. Edwards & Sons, Inc. Jerome has experience in financial planning, pension consulting, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/19/2020 - Present
Stifel, Nicolaus & Company, Inc. (McAllen TX)
TX
01/01/2008 - 08/26/2020
WELLS FARGO CLEARING SERVICES, LLC (MCALLEN TX)
TX
06/01/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MCALLEN TX)
BC
Issued 06/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/29/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2009
Series 3 - National Commodity Futures Examination
BC
Issued 05/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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