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Jerome Sullivan

TD Private Client Wealth LLC

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About Jerome Sullivan

Jerome Sullivan is a financial advisor registered with TD Private Client Wealth LLC, a large firm with over $6 billion in assets under management. Jerome is registered in six states, including Massachusetts, Connecticut, Rhode Island, New Hampshire, Georgia, and New York. Jerome has over 15 years of experience in the industry and has been with TD Private Client Wealth LLC since 2021. Jerome has a Series 7 license for General Securities Representative and a Series 66 license for Uniform Combined State Law Examination. Jerome offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.

Firm Information

Jerome Sullivan is currently registered with TD Private Client Wealth LLC. TD Private Client Wealth LLC, a Limited Liability Company formed in 2012, is an investment advisor with offices in New York, NY. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, pension consulting, educational seminars, portfolio management for individuals and businesses, and other advisory services. TD Private Client Wealth LLC has been registered with the SEC and is also registered in all 50 states. The firm serves a variety of clients including individuals, high net worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
TD Private Client Wealth LLC

1 VANDERBILT AVENUE

NEW YORK, NY 10017

$6.45B

Assets Under Management

Not reported

Total Clients

487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Jerome Sullivan’s Registration & Firm History

MA

09/08/2021 - Present

TD Private Client Wealth LLC (Wareham MA)

MA

01/01/2008 - 09/08/2009

WELLS FARGO ADVISORS, LLC (PLYMOUTH MA)

MA

11/10/2006 - 01/03/2008

A. G. EDWARDS & SONS, INC. (PLYMOUTH MA)

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Licenses & Designations

BOTH

Issued 11/22/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/09/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There is public disclosure for Jerome Sullivan. Review regulatory record here.
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