Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Jerome? Claim Your ProfileJerome Sanders is a registered representative with Principal Securities, Inc. Jerome has been in the securities industry since 2011. Jerome is registered in 11 states, including Alabama, Arizona, California, Colorado, District of Columbia, Florida, Georgia, Maryland, Mississippi, and Washington. Jerome holds the following securities licenses: Series 6, Series 7, Series 63, and Series 66. Jerome also holds the SIE exam. Jerome is also registered as an Investment Advisor Representative in Alabama. Jerome provides financial planning and portfolio management services to individuals, charitable organizations, pension and profit-sharing plans, corporations, and other businesses. Jerome also provides educational seminars and selects other advisors for clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AL
06/20/2016 - Present
Principal Securities, Inc. (Mobile AL)
BOTH
Issued 06/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 09/01/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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