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Jerome Rossi

B. Riley Wealth Management

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About Jerome Rossi

Jerome Rossi is a financial advisor who has been in the industry since 2004. Jerome is currently registered with B. Riley Wealth Management and is licensed to provide securities-related services in New York. Previously, Jerome worked for NATIONAL SECURITIES CORPORATION, SPIRE SECURITIES, LLC, RAYMOND JAMES & ASSOCIATES, INC., CENTURY SECURITIES ASSOCIATES, INC., STIFEL, NICOLAUS & COMPANY, INCORPORATED, and RYAN BECK & CO.. Jerome is also licensed to provide investment advisory services through B. Riley Wealth Management and has passed the Series 65 exam.

Firm Information

Jerome Rossi is currently registered with B. Riley Wealth Management. B. Riley Wealth Management is a Corporation formed on January 10, 1992. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

130

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Jerome Rossi’s Registration & Firm History

NY

07/22/2022 - Present

B. Riley Wealth Management (NEW WINDSOR NY)

NY

12/04/2019 - 07/22/2022

NATIONAL SECURITIES CORPORATION (NEW WINDSOR NY)

NY

02/02/2017 - 12/04/2019

SPIRE SECURITIES, LLC (NEWBURGH NY)

NY

07/28/2014 - 06/09/2016

RAYMOND JAMES & ASSOCIATES, INC. (OYSTER BAY NY)

NY

10/03/2007 - 02/25/2014

CENTURY SECURITIES ASSOCIATES, INC. (NEW WINDSOR NY)

NY

07/31/2007 - 10/04/2007

STIFEL, NICOLAUS & COMPANY, INCORPORATED (UNIONDALE NY)

NY

01/03/2003 - 07/31/2007

RYAN BECK & CO. (UNIONDALE NY)

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Licenses & Designations

IA

Issued 01/29/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/17/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Jerome Rossi.
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